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Evidence Guide: SITXGLC002 - Identify and manage legal risks and comply with law

Student: __________________________________________________

Signature: _________________________________________________

Tips for gathering evidence to demonstrate your skills

The important thing to remember when gathering evidence is that the more evidence the better - that is, the more evidence you gather to demonstrate your skills, the more confident an assessor can be that you have learned the skills not just at one point in time, but are continuing to apply and develop those skills (as opposed to just learning for the test!). Furthermore, one piece of evidence that you collect will not usualy demonstrate all the required criteria for a unit of competency, whereas multiple overlapping pieces of evidence will usually do the trick!

From the Wiki University

 

SITXGLC002 - Identify and manage legal risks and comply with law

What evidence can you provide to prove your understanding of each of the following citeria?

Identify legal risks and compliance needs.

  1. Evaluate areas of business operation for which legal risk management and compliance is required.
  2. Identify legal risks and compliance requirements that arise in business operations.
Evaluate areas of business operation for which legal risk management and compliance is required.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Identify legal risks and compliance requirements that arise in business operations.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Research information required for legal compliance.

  1. Identify sources of information for compliance with laws and licensing for business operations.
  2. Access regulatory and other legal information relevant to specific business operation.
  3. Identify risks, penalties and consequences of non-compliance.
  4. Assess and act on need for specialist legal advice.
Identify sources of information for compliance with laws and licensing for business operations.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Access regulatory and other legal information relevant to specific business operation.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Identify risks, penalties and consequences of non-compliance.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Assess and act on need for specialist legal advice.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Consider legal risk management strategies and actions for legal compliance.

  1. Articulate legal risk management strategies and actions necessary to comply with laws.
  2. Develop practices for updating personnel to ensure they have current knowledge of roles and responsibilities for legal risk management and compliance.
Articulate legal risk management strategies and actions necessary to comply with laws.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Develop practices for updating personnel to ensure they have current knowledge of roles and responsibilities for legal risk management and compliance.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Ensure management of legal risks and compliance with legal requirements.

  1. Maintain business and occupational licences and check contractor contracts and conduct to avoid risk to business.
  2. Continuously evaluate business operations for non-compliance and implement modifications.
Maintain business and occupational licences and check contractor contracts and conduct to avoid risk to business.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Continuously evaluate business operations for non-compliance and implement modifications.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Maintain personal and organisational knowledge of legal risk management strategies and compliance requirements.

  1. Identify and use opportunities to maintain knowledge of current legal risk management strategies and legal compliance requirements.
  2. Use organisational communication methods to share updated regulatory knowledge.
Identify and use opportunities to maintain knowledge of current legal risk management strategies and legal compliance requirements.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Use organisational communication methods to share updated regulatory knowledge.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Assessed

Teacher: ___________________________________ Date: _________

Signature: ________________________________________________

Comments:

 

 

 

 

 

 

 

 

Instructions to Assessors

Required Skills and Knowledge